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Secondary market transfers of equity (or debt investments) - LQ19

Guidelines

マネジャーは、すべての潜在的な投資家について、マネーロンダリング禁止要件または「顧客熟知」要件を定めるものとする。 これは、ビークルの管理・運営に関わるすべての規制対象者(受託者、預託機関、管理者を含む)の要件を反映したものとする。

Secondary market transfers of equity (or debt investments) - LQ19

Guidelines

Fondsmanager sollten Bestimmungen zur Verhinderung von Geldwäsche bzw. bezüglich „Know your client-Regelungen“ für potentielle Anleger definieren und ein ...

Secondary market transfers of equity (or debt investments) - LQ19

Guidelines

Le gestionnaire doit identifier ses exigences en matière de lutte contre le blanchiment de capitaux ou « know your client » pour chaque investisseur po ...

Secondary market transfers of equity (or debt investments) - LQ20

Guidelines

The manager should state within the constitutional documents if a confidentiality agreement is required for the release of information to a third party (including potential investo ...

Secondary market transfers of equity (or debt investments) - LQ20

Guidelines

第三者(潜在的な投資家、募集代理人、第三者取引プラットフォームを含む)に情報を開示する上で機密保持契約が求められる場合、マネジャーは、規約にその旨を記載しなければならない。またその場合、マネジャーは各当事者が常に利用できる標準的な機密保持契約を作成するものとする。 「適格投資家」の明確な定義を規約に組み込み、その居住地、財務力、投資家タイプ(競業の制限など ...

Secondary market transfers of equity (or debt investments) - LQ20

Guidelines

Der Fondsmanager sollte in den Fondsdokumenten angeben, ob eine Vertraulichkeitsvereinbarung für die Freigabe von Informationen an Dritte (inklusive potentielle Investoren, Pl ...

Secondary market transfers of equity (or debt investments) - LQ20

Guidelines

Dans les documents constitutifs, le gestionnaire doit indiquer si un accord de confidentialité est exigé pour la communication d'informations à un tiers (n ...

Secondary market transfers of equity (or debt investments) - LQ21

Guidelines

If pre-emption rights for holders are required by the founding investors, they should be drafted on the basis of a right of first refusal during a limited period from service of no ...

Secondary market transfers of equity (or debt investments) - LQ21

Guidelines

創設投資家から優先引受権について要請があった場合は、通知の送達から一定の期間内において、第一優先権に基づいてその草案を作成するものとする。 投資家が権利を行使しないことを選択した場合、売却しようとする投資家は、合意した期間において、当初の募集価格に基づき合意した範囲内で、一般市場で自らの持分を自由に売却できるものとする。

Secondary market transfers of equity (or debt investments) - LQ21

Guidelines

Verlangen die gründenden Anleger Vorkaufsrechte von Anteilsinhabern, sollten diese auf einen bestimmten Zeitraum ab Zugang der Mitteilung begrenzt sein. Falls Anteilsinhaber i ...

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