A US federal law that regulates investment advisers; requires that firms or sole practitioners compensated for advising others about securities investments must register with the Securities and Exchange Commission (SEC) (with certain exceptions) and conform to regulations designed to protect investors.
Global Definitions Database
Investment Advisers Act of 1940 (Investment Advisers Act)
Source: NCREIF | Date: 05 September 2025 | ID: D1224 | Version: 1